ERIC Number: ED671754
Record Type: Non-Journal
Publication Date: 2018
Pages: 56
Abstractor: As Provided
ISBN: N/A
ISSN: N/A
EISSN: N/A
Available Date: 0000-00-00
Randomization-Based Causal Inference from Unbalanced 2[superscript 2] Split-Plot Designs
Anqi Zhao1; Peng Ding2; Tirthankar Dasgupta1
Grantee Submission
Given two 2-level factors of interest, a 2[superscript 2] split-plot design (a) takes each of the 2 [superscript 2] = 4 possible factorial combinations as a treatment, (b) identifies one factor as `whole-plot,' (c) divides the experimental units into blocks, and (d) assigns the treatments in such away that all units within the same block receive the same level of the whole-plot factor. Assuming the potential outcomes framework, we propose in this paper a randomization-based estimation procedure for causal inference from 2[superscript 2] designs that are not necessarily balanced. Sampling variances of the point estimates are derived in closed form as linear combinations of the between- and within-block covariances of the potential outcomes. Results are compared to those under complete randomization as measures of design efficiency. Interval estimates are constructed based on conservative estimates of the sampling variances, and the frequency coverage properties evaluated via simulation. Asymptotic connections of the proposed approach to the model-based super-population inference are also established. Superiority over existing model-based alternatives is reported under a variety of settings for both binary and continuous outcomes. [This paper was published in "Annals of Statistics" v46.]
Publication Type: Reports - Research
Education Level: N/A
Audience: N/A
Language: English
Sponsor: Institute of Education Sciences (ED)
Authoring Institution: N/A
IES Funded: Yes
Grant or Contract Numbers: R305D150040
Department of Education Funded: Yes
Author Affiliations: 1Harvard University; 2University of California at Berkeley